Form 144

Results: 602



#Item
49173rd United States Congress / Finance / Financial system / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-10-24 08:45:05
492Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Net capital rule / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]Trading Suspension

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Source URL: www.sec.gov

Language: English - Date: 2010-08-10 08:53:16
493Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / Financial regulation

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Source URL: www.sec.gov

Language: English - Date: 2009-09-08 08:36:20
49473rd United States Congress / Finance / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Registered Investment Advisor / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 22, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary

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Source URL: www.sec.gov

Language: English - Date: 2014-05-21 20:02:02
495Financial regulation / Economy of the United States / Securities Exchange Act / Self-regulatory organizations / United States / Securities Act / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Form 144 / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

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Language: English - Date: 2008-09-25 17:32:04
49673rd United States Congress / Securities Exchange Act / Government / Securities and Exchange Commission / Finance / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

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Source URL: www.sec.gov

Language: English - Date: 2008-08-27 08:55:19
497Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

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Source URL: www.sec.gov

Language: English - Date: 2009-08-18 08:56:16
498Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

DIAS Holding, Inc., EarthBlock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GeM Solutions, Inc., Gold Star Tutoring Services Inc., and GPS Industries, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2012-11-14 06:30:07
49973rd United States Congress / Financial economics / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Regulation S-K / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 7, 2014

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Language: English - Date: 2014-05-06 18:17:54
500Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial regulation

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 4, 2013 IN THE MATTER OF CHINA RITAR POWER CORP.

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Source URL: www.sec.gov

Language: English - Date: 2013-10-04 09:43:09
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